SG
SG
Steven Grosswald is a registered investment advisor at Morgan Stanley, based in Atlanta, GA, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
5 Concourse Parkway, Suite 2000, Atlanta, GA, 30328
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Regulatory History (1)
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Customer Dispute
November 2009Denied
Other Business Activities
Steven is the president of the Dunwoody Homeowners Association. He is also a finance committee member for The Epstein School and on the investment committee for MJCCA, dedicating minimal time to these activities.
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
August 2005 - April 2007 · 1 yr 8 mos
Morgan Stanley Dw INC.Broker
August 2005 - April 2007 · 1 yr 8 mos
Wachovia Securities, LLC
March 2003 - August 2005 · 2 yrs 5 mos
Wachovia Securities, LLCBroker
June 2002 - August 2005 · 3 yrs 2 mos
Wachovia Securities, INC.Broker
March 2001 - June 2002 · 1 yr 3 mos
Wachovia Securities, INC.Broker
April 1994 - March 2000 · 5 yrs 11 mos
Bear, Stearns & CO. INC.Broker
October 1993 - March 1994 · 5 mos
State Registrations49 states
ALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.