Douglas Purcell is a registered investment advisor, based in Highland Park, IL, with 31 years of industry experience.
Location
600 Central Avenue, Suite 365, Highland Park, IL, 60035
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2002Settled
Other Business Activities
Douglas is an Investment Adviser Representative at Fort Sheridan Advisors LLC, a Registered Investment Advisor (RIA). He is also a Registered Representative with Aurora Securities, a Broker Dealer, since September 2024.
Employment History
Current Registrations
Aurora SecuritiesBroker
October 2024 - Present · 1 yr 7 mos
Fort Sheridan Advisors LLC
December 2016 - Present · 9 yrs 5 mos
Previous Registrations
Western International Securities, INC.Broker
December 2016 - October 2024 · 7 yrs 10 mos
Oppenheimer & CO. INC.Broker
September 2011 - December 2016 · 5 yrs 3 mos
Oppenheimer & CO. INC.
September 2011 - December 2016 · 5 yrs 3 mos
UBS Financial Services INC.
June 2005 - October 2011 · 6 yrs 4 mos
UBS Financial Services INC.Broker
June 2005 - October 2011 · 6 yrs 4 mos
RBC Dain Rauscher INC.
March 2005 - July 2005 · 4 mos
RBC Dain Rauscher INC.Broker
March 2002 - July 2005 · 3 yrs 4 mos
Tucker Anthony IncorporatedBroker
October 1999 - March 2002 · 2 yrs 5 mos
Robert W. Baird & CO. IncorporatedBroker
April 1995 - October 1999 · 4 yrs 6 mos
The Chicago CorporationBroker
March 1995 - April 1995 · 1 mo
Chatfield Dean & CO., INC.Broker
October 1993 - February 1994 · 4 mos
State Registrations16 states
ARCACOCTDEFLGAILMDNCNJNVNYPASDTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.