SR
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Scott Rivoira

24 Years of Experience
Aurora, CO
Broker

Scott Rivoira is a registered investment advisor at Cetera Investment Advisers LLC, based in Aurora, CO, with 24 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

25207 E Indore Drive, Aurora, CO, 80016

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Scott is a USA Hockey referee. This activity is not investment-related.

Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2019 - Present · 6 yrs 11 mos
Cetera Investment Services LLCBroker
August 2019 - Present · 6 yrs 11 mos
Cetera Investment Services LLC
August 2019 - Present · 6 yrs 11 mos
Previous Registrations
The Leaders Group, INC.Broker
April 2019 - July 2019 · 3 mos
Voya Financial Advisors, INC.Broker
December 2015 - October 2016 · 10 mos
Sii Investments, INC.Broker
October 2013 - October 2015 · 2 yrs
Sii Investments, INC.
October 2013 - October 2015 · 2 yrs
National Planning CorporationBroker
October 2013 - October 2015 · 2 yrs
National Planning Corporation ("npc of America" in Fl & Ny)
October 2013 - October 2015 · 2 yrs
Curian Clearing, LLCBroker
April 2012 - October 2013 · 1 yr 6 mos
Curian Capital, LLC
April 2012 - October 2013 · 1 yr 6 mos
Bbva Compass Investment Solutions, INCBroker
November 2010 - June 2011 · 7 mos
Nationwide Fund Distributors LLCBroker
January 2008 - June 2010 · 2 yrs 5 mos
Nationwide Investment Services CorporationBroker
January 2008 - January 2008 · 0 mos
Nationwide Investment Services CorporationBroker
November 2007 - December 2007 · 1 mo
Janus Distributors LLCBroker
June 2004 - October 2007 · 3 yrs 4 mos
Oppenheimerfunds Distributor, INC.Broker
November 1997 - December 2003 · 6 yrs 1 mo
Dickinson & CO.Broker
January 1994 - April 1994 · 3 mos
Chatfield Dean & CO., INC.Broker
October 1993 - December 1993 · 2 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
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Exams
No exam information available for this advisor.