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Marianne Minio

29 Years of Experience
Jericho, NY
1 DisclosureBroker

Marianne Minio is a registered investment advisor at UBS Financial Services INC., based in Jericho, NY, with 29 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

One Jericho Plaza, Suit 205, Jericho, NY, 11753

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History

Regulatory History (1)
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Financial
October 2019
Final
Employment History
Current Registrations
UBS Financial Services INC.
October 2021 - Present · 4 yrs 7 mos
UBS Financial Services INC.
January 2009 - Present · 17 yrs 4 mos
UBS Financial Services INC.Broker
January 2009 - Present · 17 yrs 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2008 - January 2009 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2000 - March 2006 · 5 yrs 4 mos
Prudential Securities IncorporatedBroker
January 1994 - September 2000 · 6 yrs 8 mos
Kidder, Peabody & CO. IncorporatedBroker
October 1993 - January 1994 · 3 mos
State Registrations1 state
NY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Marianne Minio - Financial Advisor | TrueAdvisor