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Steven Harvey

17 Years of Experience
Alpharetta, GA
Broker

Steven Harvey is a registered investment advisor at Morgan Stanley, based in Alpharetta, GA, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

3 Edison Drive, Alpharetta, GA, 30005

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Steven works for the U.S. Army as an observer coach/trainer since 2005. This takes about 10-20% of his time outside of business hours.

Employment History
Current Registrations
Morgan Stanley
September 2023 - Present · 2 yrs 10 mos
Morgan StanleyBroker
March 2023 - Present · 3 yrs 4 mos
Previous Registrations
E*trade Capital Management, LLC
February 2013 - September 2023 · 10 yrs 7 mos
E*trade Securities LLCBroker
July 2009 - September 2023 · 14 yrs 2 mos
UBS Financial Services INC.
November 2006 - October 2007 · 11 mos
UBS Financial Services INC.Broker
November 2006 - October 2007 · 11 mos
Sunamerica Securities, INC.Broker
July 1994 - October 1994 · 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Steven Harvey - Financial Advisor | TrueAdvisor