AA
AA
Alec Ardito is a registered investment advisor at Morgan Stanley, based in Cincinnati, OH, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
221 East 4th Street, Atrium Building, Cincinnati, OH, 45202
Get directionsHistory
Regulatory History (1)
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Customer Dispute
July 2002Settled
Other Business Activities
Alec has power of attorney (POA) responsibilities, starting in March 2023. These investment-related activities require minimal time outside of business hours.
Employment History
Current Registrations
Morgan StanleyBroker
November 2022 - Present · 3 yrs 6 mos
Morgan Stanley
November 2022 - Present · 3 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
December 2015 - October 2022 · 6 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
November 2015 - October 2022 · 6 yrs 11 mos
Suntrust Investment Services, INC.
September 2014 - November 2015 · 1 yr 2 mos
Suntrust Investment Services, INC.Broker
September 2014 - November 2015 · 1 yr 2 mos
Wells Fargo Advisors, LLC
October 2009 - August 2014 · 4 yrs 10 mos
Wells Fargo Advisors, LLC
October 2009 - October 2009 · 0 mos
Wells Fargo Advisors, LLCBroker
September 2009 - August 2014 · 4 yrs 11 mos
Banc of America Investment Services, INC.
November 2007 - February 2009 · 1 yr 3 mos
Banc of America Investment Services, INC.Broker
November 2007 - February 2009 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2005 - November 2007 · 2 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1994 - November 2007 · 13 yrs 3 mos
Charles Schwab & CO., INC.Broker
November 1993 - July 1994 · 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.