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CFP
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CFP

Barry Kemp

LPL Financial LLC
32 Years of Experience
Franklin, TN
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Barry Kemp is a CFP-designated registered investment advisor at LPL Financial LLC, based in Franklin, TN, with 32 years of industry experience. Barry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6840 Carothers Pkwy, Ste 450, Franklin, TN, 37067

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2022
Settled
Customer Dispute
April 2002
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
LPL Financial LLCBroker
November 2023 - Present · 2 yrs 11 mos
LPL Financial LLC
November 2023 - Present · 2 yrs 11 mos
Previous Registrations
Fifth Third Securities, INC.
July 2006 - November 2023 · 17 yrs 4 mos
Fifth Third Securities, INC.Broker
July 2006 - November 2023 · 17 yrs 4 mos
MML Investors Services, INC.Broker
April 2005 - July 2006 · 1 yr 3 mos
MML Investors Services, INC.
April 2005 - July 2006 · 1 yr 3 mos
American Express Financial Advisors, INC.
March 2004 - March 2005 · 1 yr
American Express Financial Advisors INC.Broker
October 1993 - March 2005 · 11 yrs 5 mos
Ids Life Insurance CompanyBroker
October 1993 - March 2005 · 11 yrs 5 mos
State Registrations27 states
ALARAZCACOCTFLGAILINKSKYMDMIMOMTNCNJNYOHPASCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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