SF
SF
Scott Ferguson
29 Years of Experience
Butte, MT
1 DisclosureBrokerSells Insurance
Scott Ferguson is a registered investment advisor at Cetera Investment Advisers LLC, based in Butte, MT, with 29 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
17 S Main, Butte, MT, 59701
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Regulatory History (1)
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Judgment / Lien
May 2010Other Business ActivitiesSells Insurance
Scott owns and maintains rental property since 2000. He is also an independent insurance agent since 2009, selling fixed insurance products full-time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
November 2009 - June 2021 · 11 yrs 7 mos
Voya Financial Advisors, INC.Broker
July 2009 - June 2021 · 11 yrs 11 mos
VALIC Financial Advisors, INC.
June 2004 - July 2009 · 5 yrs 1 mo
VALIC Financial Advisors, INC.Broker
March 1999 - July 2009 · 10 yrs 4 mos
The Variable Annuity Marketing CompanyBroker
March 1999 - December 2001 · 2 yrs 9 mos
Mimlic Sales CorporationBroker
November 1993 - December 1995 · 2 yrs 1 mo
State Registrations8 states
CACOFLIDMTNDNVTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.