Martin Berman is a registered investment advisor, based in Los Angeles, CA, with 32 years of industry experience. Martin is also registered as a broker, so some compensation may come from commissions on products sold.
Location
11400 West Olympic Blvd. Suite 635, Los Angeles, CA, 90064
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Regulatory History (2)
Customer Dispute
October 2023Customer Dispute
August 2020Other Business Activities
Martin is the President & Owner of Berman Financial Services, offering non-CPA accounting and tax preparation. He is also the Managing Partner of Berman Family LP, a fiduciary role, dedicating minimal time. Additionally, Martin owns Martin Berman Tax Consultant Inc., spending full-time hours on non-CPA accounting and tax preparation.
Employment History
Current Registrations
Cetera Advisors LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
First Allied Securities, INC.Broker
First Allied Advisory Services, INC.
Ffp Advisory Services INC
Ffp Securities, INC.Broker
Baraban Securities, INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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