BW
CFP
BW
CFP
Brett Williams
32 Years of Experience
Orondo, WA
1 DisclosureBroker
Brett Williams is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Orondo, WA, with 32 years of industry experience. Brett is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
Orondo, WA
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2002Denied
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
April 2025 - Present · 1 yr 6 mos
Wells Fargo Clearing Services, LLC
April 2025 - Present · 1 yr 6 mos
Wells Fargo Advisors
April 2025 - Present · 1 yr 6 mos
Previous Registrations
UBS Financial Services INC.
February 2009 - May 2025 · 16 yrs 3 mos
UBS Financial Services INC.Broker
February 2009 - May 2025 · 16 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1999 - March 2009 · 9 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 1999 - March 2009 · 9 yrs 11 mos
Ba Investment Services, INC.Broker
July 1998 - March 1999 · 8 mos
Seafirst Investment Services, INC.Broker
October 1993 - July 1998 · 4 yrs 9 mos
State Registrations35 states
AKAZCACOCTFLGAHIIAIDILINMAMDMIMNMOMTNCNHNJNVNYOHORPARISCTNTXUTVAWAWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.