James Nikcevich is a registered investment advisor, based in Plano, TX, with 29 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold.
Location
7900 Windrose Avenue, Plano, TX, 75024
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Regulatory History (1)
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Customer Dispute
April 2003Settled
Employment History
Current Registrations
Vanguard Marketing CorporationBroker
June 2025 - Present · 1 yr 4 mos
Vanguard Advisers, INC.
June 2025 - Present · 1 yr 4 mos
Vanguard Marketing Corporation
June 2025 - Present · 1 yr 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2017 - June 2024 · 7 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2017 - June 2024 · 7 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2009 - May 2016 · 7 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2008 - May 2016 · 8 yrs 2 mos
Thrivent Investment Management INC.Broker
November 2003 - January 2007 · 3 yrs 2 mos
Waterstone Financial Group, INC.Broker
March 2003 - October 2003 · 7 mos
Quick & Reilly, INC.
January 2003 - February 2003 · 1 mo
Quick & Reilly, INC.Broker
March 2002 - February 2003 · 11 mos
A. G. Edwards & Sons, INC.Broker
September 1996 - March 2002 · 5 yrs 6 mos
Olde Discount CorporationBroker
October 1994 - October 1996 · 2 yrs
H.J. Meyers & CO., INC.Broker
March 1994 - June 1994 · 3 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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