EY
EY
Edward Yoon
30 Years of Experience
Rancho Cucamonga, CA
1 DisclosureBrokerSells Insurance
Edward Yoon is a registered investment advisor, based in Rancho Cucamonga, CA, with 30 years of industry experience.
Location
9431 Haven Avenue, Ste#118, Rancho Cucamonga, CA, 91730
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Regulatory History (1)
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Customer Dispute
October 2001Award / Judgment
Other Business ActivitiesSells Insurance
Edward is involved with Harvest Financial LLC and TSE Realty and Management. He also works as an instructor and insurance agent for Harvest Financial, spending nearly full-time hours per week as an instructor and about a quarter of his time as an insurance agent.
Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 4 yrs
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 10 mos
Previous Registrations
First Allied Advisory Services, INC.
July 2012 - November 2020 · 8 yrs 4 mos
First Allied Securities, INC.
January 2008 - July 2012 · 4 yrs 6 mos
First Allied Securities, INC.Broker
November 2007 - September 2022 · 14 yrs 10 mos
UBS Financial Services INC.
June 2000 - December 2005 · 5 yrs 6 mos
UBS Financial Services INC.Broker
May 2000 - December 2005 · 5 yrs 7 mos
D.A. Davidson & CO.Broker
May 1998 - May 2000 · 2 yrs
Piper Jaffray INC.Broker
January 1996 - May 1998 · 2 yrs 4 mos
Prudential Securities IncorporatedBroker
March 1995 - January 1996 · 10 mos
Painewebber IncorporatedBroker
April 1994 - April 1995 · 1 yr
State Registrations14 states
AZCACOFLIDILNVNYORPATNTXUTWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.