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Antonio Filippone

Simplicity Wealth
11 Years of Experience
Rockford, IL
Sells Insurance
View SEC Summary
View SEC Summary

Antonio Filippone is a registered investment advisor at Simplicity Wealth, based in Rockford, IL, with 11 years of industry experience. Antonio operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Education Planning, Estate Planning, High Net Worth, and 5 more. Their firm serves 8,494 clients with $4.3B in assets under management.

Simplicity Wealth
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
208 advisors
Number of Clients
8,494 clients
Average Client Portfolio
$503K average
Assets Under Management
$4.3B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Advisory fees generally range from 0.10% to 2.00% of assets under management. Platform fees range from 0.10% to 0.60%, and third-party model manager fees range from 0.00% to 1.00%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

555 S Perryvilke Rd, Suite 209, Rockford, IL, 61108

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Antonio owns Rockford Retirement Planning, Inc., offering insurance products and investment advisory services, dedicating nearly full-time hours to it. He also teaches adult education classes at Rock Valley Community College, assists clients with trust-related services at Family Estate Docs, instructs retirement-based educational courses at White Glove, and owns Antonio Filippone Coaching, creating and marketing courses on insurance-driven advisory practices.

Employment History
Current Registrations
Simplicity Wealth
July 2026 - Present · 3 mos
Previous Registrations
Brookstone Wealth Advisors, LLC
February 2019 - July 2026 · 7 yrs 5 mos
Horter Investment Management, LLC
August 2016 - February 2019 · 2 yrs 6 mos
Redhawk Wealth Advisors, INC.
January 2015 - August 2016 · 1 yr 7 mos
State Registrations1 state
IL
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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