Michael Kemp
Michael Kemp is a registered investment advisor at RBC Capital Markets, LLC, based in Roanoke, VA, with 32 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
110 Franklin Road SE, Suite 400, Roanoke, VA, 24011
Get directionsHistory
Regulatory History (4)
Customer Dispute
June 2018Customer Dispute
July 2003Customer Dispute
November 2001Employment Separation After Allegations
May 2001Other Business Activities
Michael is involved with several charitable and community organizations, including the YMCA, Fellow of Christian Athletes, and the Virginia Military Institute Keydet Club. He also assists his wife with rental property duties.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Morgan Stanley Smith BarneyBroker
Morgan Stanley Smith Barney LLC
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
UBS Painewebber INC.Broker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.