MB
MB
Mark Banholzer is a registered investment advisor at Morgan Stanley, based in Park City, UT, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
1441 West Ute Boulevard, Suite 180, Park City, UT, 84098
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2013Denied
Other Business Activities
Mark serves as a Trustee/Co-Trustee for a trust since May 2022. This activity is investment-related and takes minimal time.
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
November 2002 - June 2009 · 6 yrs 7 mos
Citigroup Global Markets INC.Broker
September 2002 - June 2009 · 6 yrs 9 mos
State Registrations32 states
AZCACOCTDEFLGAHIIDILMAMDMEMNMOMSNCNHNMNVNYOKORPASCSDTXUTVAWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.