DM
CFP
DM
CFP
Dennis Madden is a CFP-designated registered investment advisor at Morgan Stanley, based in Park City, UT, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
1441 West Ute Boulevard, Suite 180, Park City, UT, 84098
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2008Settled
Employment History
Current Registrations
Morgan Stanley
February 2014 - Present · 12 yrs 3 mos
Morgan StanleyBroker
February 2014 - Present · 12 yrs 3 mos
Previous Registrations
UBS Financial Services INC.
April 2004 - February 2014 · 9 yrs 10 mos
UBS Financial Services INC.Broker
November 2003 - February 2014 · 10 yrs 3 mos
Nylife Securities INC.Broker
January 2003 - November 2003 · 10 mos
State Registrations31 states
ALAZCACOCTDCDEFLGAIDMAMDMIMOMTNCNHNJNMNVNYOHPARISCTNTXUTVAVTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.