Marshall Gifford
Marshall Gifford is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in New Richmond, WI, with 32 years of industry experience. Marshall operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
2401 Cardinal Drive, New Richmond, WI, 54017
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Marshall is an author, agent/broker for Gifford Financial and Guardian Insurance, and on the advisory board for Marshall Gifford P&C Sales. He also works as an agent/broker for North Star Consultants & North Star Brokerage, dedicating about a quarter of his time, and manages Polk Cedar Holdings LLC, a real estate business, spending minimal time on it. Marshall also owns MW Gifford Financial Services LLC, spending about 10-20% of his time on it.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Securian Financial Services, INC.
Cri Securities, LLC
Marathon Advisors, INC
Securian Financial Services, INC.Broker
Cri Securities, LLCBroker
State Registrations32 states
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