Aaron Locke
Aaron Locke is a registered investment advisor at Cetera Investment Advisers LLC, based in Minneapolis, MN, with 22 years of industry experience. Aaron is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
2183 Northdale Blvd Nw, Minneapolis, MN, 55433
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Regulatory History (2)
Customer Dispute
November 2009Customer Dispute
September 2008Other Business ActivitiesSells Insurance
Aaron sells fixed life, health, disability, annuities, and long-term care insurance products as a representative for various companies. He also refers people to Choice Financial for online banking and works as a financial advisor for Strategic Investment Partners full-time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Advisornet Wealth Management
Cetera Advisor Networks LLC
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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