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Al Elnasser

32 Years of Experience
Sparta, NJ
4 DisclosuresBroker

Al Elnasser is a registered investment advisor, based in Sparta, NJ, with 32 years of industry experience.

Location

17 Lambert Drive, Sparta, NJ, 07871

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2010
Denied
Criminal
June 2009
Final Disposition
Customer Dispute
August 2008
Denied
Customer Dispute
May 2005
Denied
Other Business Activities

Al owns real estate since 1998. He also works full-time as a wealth advisor for Virtue Wealth Management, LLC since 2021, offering First Allied products/services.

Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Advisory Services, INC.
July 2012 - November 2020 · 8 yrs 4 mos
First Allied Securities, INC.Broker
December 2008 - September 2022 · 13 yrs 9 mos
First Allied Securities, INC.
December 2008 - July 2012 · 3 yrs 7 mos
First Montauk Securities CORP.Broker
December 2005 - December 2008 · 3 yrs
First Montauk Securities CORP.
December 2005 - December 2008 · 3 yrs
Prudential Financial Planning Services
June 2002 - December 2005 · 3 yrs 6 mos
Pruco Securities, LLC.Broker
January 1994 - December 2005 · 11 yrs 11 mos
State Registrations4 states
COFLNJSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Al Elnasser - Financial Advisor | TrueAdvisor