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Robert Stanlick

LPL Financial LLC
32 Years of Experience
Colorado Springs, CO
7 DisclosuresBrokerSells Insurance
View SEC Summary
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Robert Stanlick is a registered investment advisor at LPL Financial LLC, based in Colorado Springs, CO, with 32 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6208 Lehman Dr Ste 202, Colorado Springs, CO, 80918

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History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2021
Settled
Customer Dispute
March 2020
Settled
Financial
April 2019
Final
Financial
March 2019
Final
Financial
March 2019
Final
Employment Separation After Allegations
April 2003
Customer Dispute
September 2002
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Robert operates several DBAs for his LPL business, including Rocky Mountain Wealth Partners, Western Wealth Advisors, LLC, Western Wealth, and RS Wealth Strategies. He also works as a notary, sells non-variable insurance, and is an event speaker for Right to Bear, dedicating minimal time to the insurance and speaking roles.

Employment History
Current Registrations
LPL Financial LLC
July 2023 - Present · 3 yrs 3 mos
LPL Financial LLCBroker
July 2023 - Present · 3 yrs 3 mos
Previous Registrations
Geneos Wealth Management, INC.
February 2017 - July 2023 · 6 yrs 5 mos
Geneos Wealth Management, INC.Broker
February 2017 - July 2023 · 6 yrs 5 mos
Presidential Brokerage, INC.
November 2004 - March 2017 · 12 yrs 4 mos
Presidential Brokerage, INC.Broker
April 2003 - March 2017 · 13 yrs 11 mos
U.S. Bancorp Piper Jaffray INC.
January 1999 - April 2003 · 4 yrs 3 mos
U.S. Bancorp Piper Jaffray INC.Broker
July 1997 - April 2003 · 5 yrs 9 mos
Allmerica Investments, INC.Broker
May 1997 - July 1997 · 2 mos
CUNA Brokerage Services, INC.Broker
January 1995 - May 1997 · 2 yrs 4 mos
New England SecuritiesBroker
November 1993 - December 1994 · 1 yr 1 mo
State Registrations14 states
AZCACOFLHILAMIMNNCNJOHOKTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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