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Joseph Carpenter
32 Years of Experience
Bonita Springs, FL
1 DisclosureBrokerSells Insurance
Joseph Carpenter is a registered investment advisor, based in Bonita Springs, FL, with 32 years of industry experience.
Location
Bonita Springs, FL
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Regulatory History (1)
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Customer Dispute
December 2010Denied
Other Business ActivitiesSells Insurance
Joseph is involved in numerous activities, including serving as a trustee for multiple fiduciary appointments, holding a board position, and working as an accountant/bookkeeper. He also works as an insurance sales agent for various companies, selling life insurance, fixed annuities, health insurance, and Medicare supplements.
Employment History
Current Registrations
Cetera Wealth Services, LLC
September 2025 - Present · 8 mos
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Cetera Investment Advisers LLC
August 2025 - Present · 9 mos
Previous Registrations
Avantax Advisory Services
August 2012 - September 2025 · 13 yrs 1 mo
Avantax Investment Services, INC.Broker
December 1993 - September 2025 · 31 yrs 9 mos
State Registrations23 states
ARAZCACOFLGAIAIDILKYMDNCNJNYOHPASCTNTXVAWAWIWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.