CD
CD

Christopher James Doran

31 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
12 advisors
Number of Clients
289 clients
Average Client Portfolio
$44.3M average
Assets Under Management
$12.8B

Fee Structure

Financial Planning:Investment management only
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Location

Newtown, PA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christopher is a board of governors member for the Bond Club of Philadelphia, dedicating minimal time to advising the board. He also assists his wife's shrink wrap business as a part-time employee, spending a few hours per week.

Employment History
Current Registrations
Westwood Management CORP
August 2024 - Present · 1 yr 6 mos
Salient Capital L.P.
August 2024 - Present · 1 yr 6 mos
Salient Capital L.P.Broker
August 2024 - Present · 1 yr 6 mos
Previous Registrations
Sei Investments Management CORP
November 2023 - July 2024 · 8 mos
Sei Investments Distribution CO.Broker
November 2023 - July 2024 · 8 mos
Invesco Advisers, INC.
August 2015 - October 2023 · 8 yrs 2 mos
Invesco Distributors, INC.Broker
September 2006 - October 2023 · 17 yrs 1 mo
Alps Distributors, INC.Broker
October 2005 - September 2006 · 11 mos
Janney Montgomery Scott LLCBroker
June 1998 - September 2005 · 7 yrs 3 mos
Smith Barney INC.Broker
October 1995 - June 1998 · 2 yrs 8 mos
Barington Capital Group, L.P.Broker
October 1994 - February 1995 · 4 mos
A.S. Goldmen & CO., INC.Broker
October 1994 - October 1994 · 0 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1993 - September 1994 · 10 mos
State Registrations1 state
PA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Christopher James Doran - Financial Advisor | TrueAdvisor