JL
JL
James Leonard
32 Years of Experience
Raleigh, NC
1 DisclosureBroker
James Leonard is a registered investment advisor at Wells Fargo Advisors, based in Raleigh, NC, with 32 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4242 advisors
IM Fee
Planning only
Assets Under Management
$252.3B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Loading...
Location
541 Church at North Hills St Suite 700, [Satellite], Raleigh, NC, 27609
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2008Settled
Employment History
Current Registrations
Wells Fargo Advisors
August 2025 - Present · 1 yr 2 mos
Wells Fargo Advisors Financial Network, LLCBroker
August 2025 - Present · 1 yr 2 mos
Previous Registrations
UBS Financial Services INC.Broker
September 2015 - August 2025 · 9 yrs 11 mos
UBS Financial Services INC.
September 2015 - August 2025 · 9 yrs 11 mos
Morgan StanleyBroker
January 2011 - September 2015 · 4 yrs 8 mos
Morgan Stanley
January 2011 - September 2015 · 4 yrs 8 mos
Wells Fargo Advisors, LLC
April 2003 - January 2011 · 7 yrs 9 mos
Wells Fargo Advisors, LLCBroker
October 2000 - January 2011 · 10 yrs 3 mos
First Union Brokerage Services, INC.Broker
July 2000 - October 2000 · 3 mos
Evergreen Investment Services, INC.Broker
March 1998 - July 2000 · 2 yrs 4 mos
Smith Barney INC.Broker
April 1996 - February 1998 · 1 yr 10 mos
Legg Mason Wood Walker, IncorporatedBroker
June 1994 - March 1996 · 1 yr 9 mos
Smith Barney INC.Broker
April 1994 - June 1994 · 2 mos
State Registrations30 states
AZCACODCFLGAIAILINKYMAMDMIMNMSMTNCNHNJNYOHORPAPRSCTNTXVAWAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Jarrod Keen, CFPWells Fargo Advisors
- Joshua SeligsonWells Fargo Advisors
- Daniel West, CFAWells Fargo Advisors
- Calvin Jones, CFPWells Fargo Advisors
- David Booker, CFPWells Fargo Advisors
- Brian Carr, CFPWells Fargo Advisors