Amy Pongratz
Amy Pongratz is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Scottsdale, AZ, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.
Location
14648 N Scottsdale Rd, Ste 175, Scottsdale, AZ, 85254
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Amy works for Capital Wealth Partners, Kendrick Wealth Management, and Sunstone Wealth Management in operations and registered principal roles. She spends about half her time or more at Kendrick Wealth Management and about 10-20% of her time at Capital Wealth Partners and Sunstone Wealth Management.
Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
Robert W. Baird & CO. IncorporatedBroker
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.Broker
Sunamerica Securities, INC.Broker
Prudential Securities IncorporatedBroker
TD Waterhouse Investor Services, INC.Broker
Charles Schwab & CO., INC.Broker
Smith Barney INC.Broker
Painewebber IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.