Shannon Carlson is a registered investment advisor at Morgan Stanley, based in Beavercreek, OH, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
4380 Buckeye Lane, Suite 200, Beavercreek, OH, 45440
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
October 2015 - Present · 10 yrs 7 mos
Morgan Stanley
October 2015 - Present · 10 yrs 7 mos
Previous Registrations
Raymond James & Associates, INC.Broker
February 2013 - October 2015 · 2 yrs 8 mos
Raymond James & Associates, INC.
February 2013 - October 2015 · 2 yrs 8 mos
Morgan Keegan & Company, INC.
October 2011 - February 2013 · 1 yr 4 mos
Morgan Keegan & Company, INC.Broker
October 2011 - February 2013 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2006 - October 2011 · 5 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2005 - October 2011 · 5 yrs 11 mos
Painewebber IncorporatedBroker
May 2000 - January 2001 · 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1994 - May 2000 · 6 yrs 2 mos
State Registrations33 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.