DH
DH
Dawn Hoover
29 Years of Experience
Mcminnville, TN
2 DisclosuresBroker
Dawn Hoover is a registered investment advisor at LPL Financial LLC, based in Mcminnville, TN, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B
Fee Structure
Minimum Investment:$1K
Investment management only (planning not offered)
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
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Location
Mcminnville, TN
Get directionsHistory
Regulatory History (2)
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Financial
July 2017Final
Criminal
November 1989Final Disposition
Employment History
Current Registrations
LPL Financial LLC
May 2024 - Present · 2 yrs
LPL Financial LLCBroker
May 2024 - Present · 2 yrs
LPL Financial LLC
May 2024 - Present · 2 yrs
Previous Registrations
Ameritas Advisory Services, LLC
May 2022 - December 2022 · 7 mos
Ameritas Investment Company, LLCBroker
May 2022 - December 2022 · 7 mos
Concorde Investment Services, LLCBroker
March 2019 - February 2022 · 2 yrs 11 mos
Concorde Asset Management, LLC
March 2019 - February 2022 · 2 yrs 11 mos
National Planning Corporation ("npc of America" in Fl & Ny)
March 2017 - June 2018 · 1 yr 3 mos
Invest Financial CorporationBroker
October 2016 - September 2018 · 1 yr 11 mos
Investment Centers of America, INC.Broker
October 2016 - September 2018 · 1 yr 11 mos
Sii Investments, INC.Broker
October 2016 - September 2018 · 1 yr 11 mos
National Planning CorporationBroker
October 2016 - September 2018 · 1 yr 11 mos
Curian Clearing, LLCBroker
November 2014 - May 2016 · 1 yr 6 mos
Comprehensive Asset Management and Servicing, INC.Broker
March 2007 - November 2014 · 7 yrs 8 mos
United Securities Alliance, INC.Broker
September 2005 - February 2007 · 1 yr 5 mos
Charles Schwab & CO., INC.Broker
February 1994 - June 2005 · 11 yrs 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.