Paul Schott
Paul Schott is a registered investment advisor at LPL Financial LLC, based in New Haven, CT, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
470 James St, New Haven, CT, 06513
Get directionsHistory
Regulatory History (3)
Financial
February 2021Financial
February 2019Financial
May 2016Other Business ActivitiesSells Insurance
Paul dedicates full-time hours to Gateway Financial Partners, operating as a DBA for his LPL business. He also owns Seaview Wealth Advisors LLC for tax/investment purposes and spends minimal time with Griffin Distribution Partners selling non-variable insurance.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Edward Jones
Edward JonesBroker
Pruco Securities, LLC.Broker
LPL Financial LLCBroker
David Lerner Associates, INC.Broker
Uvest Financial Services Group, INC.
Uvest Financial Services Group, INC.Broker
Allstate Financial Services, LLCBroker
Essex National Securities, INC.
Essex National Securities, INC.Broker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Quick & Reilly, INC.
Quick & Reilly, INC.Broker
Jackson National Life Distributors, INC.Broker
Infinex Investments, INC.Broker
Chase Investment Services CORP.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Gkn Securities CORP.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.