MF
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Michael Fieler

32 Years of Experience
Cincinnati, OH
1 DisclosureBroker

Michael Fieler is a registered investment advisor at Rockefeller Capital Management, based in Cincinnati, OH, with 32 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 35,950 clients with $70B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
944 advisors
Number of Clients
35,950 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$70.0B

Fee Structure

Rockefeller Financial offers investment advisory services for a fee, either as a flat annual dollar amount or as a percentage of the value of your portfolio. The specific fee will depend on the type of advisory service you receive and will be agreed upon with your advisor. The fees you pay may differ from those paid by other clients, based on factors like the scope and size of your relationship, the complexity of your needs, and your advisor's approach.

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Location

3825 Edwards Road - Suite 630, Cincinnati, OH, 45209

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2005
Denied
Other Business Activities

Michael is a member of the board of directors and serves on the Finance Committee for LNGC, a non-profit organization addressing literacy issues. He dedicates minimal time to this non-investment related activity.

Employment History
Current Registrations
Rockefeller Financial LLCBroker
March 2021 - Present · 5 yrs 2 mos
Rockefeller Capital Management
March 2021 - Present · 5 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2006 - March 2021 · 15 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2006 - March 2021 · 15 yrs 1 mo
Citigroup Global Markets INC.
January 1997 - March 2006 · 9 yrs 2 mos
Citigroup Global Markets INC.Broker
January 1994 - March 2006 · 12 yrs 2 mos
State Registrations36 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Fieler - Financial Advisor | TrueAdvisor