Dmitri Efimov is a registered investment advisor at Citigroup Global Markets INC., based in New York, NY, with 23 years of industry experience. Dmitri operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 56,938 clients with $47B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CGMI offers various investment advisory programs with different fee structures. The CGMI fee is an annualized, fixed, asset-based fee of up to 2% that is negotiable based on a number of factors. Clients may also pay separate fees to third-party investment managers, generally ranging from 0.05% to 1.00% depending on the asset class and investment style. These fees do not include additional charges such as wire transfer fees, taxes, or brokerage commissions for trades executed outside of CGMI or Clearing Firm.
Location
388 Greenwich Street, New York, NY, 10013
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Dmitri is a managing partner at Cross Border Ventures, LLC, a consulting firm, since 1998. This activity is non-investment related and dormant, requiring minimal time.
Employment History
Current Registrations
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Previous Registrations
Consultiva Wealth Management, CORP.
Xtellus Capital Partners, INC.Broker
Ucap Asset Management LLC
Ucap Securities LLCBroker
Dinosaur Financial Group, L.L.CBroker
Jefferies Investment Advisers, LLC
Jefferies LLCBroker
Newedge USA, LLCBroker
Dinosaur Securities, L.L.C.Broker
Pali Capital, INC.Broker
Refco Securities, LLCBroker
Refco Securities, LLCBroker
Source Capital Group, INC.Broker
Harrison Douglas, INC.Broker
Giordano Dellacamera Securities LLCBroker
Credit Suisse First Boston CorporationBroker
On-Site Trading, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.