UCAP Asset Management provides investment management, investment consulting, and financial planning services. The firm designs tailored investment strategies using asset allocation, fundamental analysis, technical analysis, and other methods. UCAP Asset Management generally requires clients to enter into long-term, holistic relationships where financial planning is integrated into overall investment management engagements. The firm serves individuals, high-net-worth individuals, family offices, pension plans, trusts, and corporations. Portfolios may be managed directly by UCAP Asset Management or by independent third-party money managers and sub-advisors chosen by the firm.
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees are negotiable at the sole discretion of the firm or representative, up to a maximum of 2.0% annually. Some representatives use tiered schedules while others use a flat percentage.