Lance Peterson is a registered investment advisor at Wakefield Asset Management, Lllp, based in Englewood, CO, with 28 years of industry experience. Lance operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 192 clients with $370M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $10.0M | 1.00% |
| $10.0M - $25.0M | 0.90% |
| $25.0M - $50.0M | 0.85% |
| $50M+ | 0.85% |
Schedule shown is for Small Cap Equity Strategy. Large Cap Equity Strategy fees are: - Up to $10M: 0.75% - $10M to $25M: 0.60% - $25M to $50M: 0.55% - Over $50M: Negotiable
Fee Estimator
Location
7887 East Belleview Ave, Suite #800, Englewood, CO, 80111
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Wakefield Asset Management, Lllp
Previous Registrations
Carillon Tower Advisers, INC.
Carillon Fund Distributors, INC.Broker
Umb Distribution Services, LLCBroker
Scout Investments, INC.
Umb Financial Services, INC.Broker
Charles Schwab & CO., INC.Broker
Janus Distributors LLCBroker
State Registrations1 state
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