TrueAdvisor
TrueAdvisor
LP
LP

Lance Eric Peterson

Wakefield Asset Management, Lllp
28 Years of Experience
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Wakefield Asset Management, Lllp
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
4 advisors
Number of Clients
192 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$371.2M

Fee Structure

Minimum Investment:$1M
Financial Planning:Investment management only

Location

7887 East Belleview Ave, Suite #800, Englewood, CO, 80111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wakefield Asset Management, Lllp
December 2021 - Present · 4 yrs 2 mos
Previous Registrations
Carillon Tower Advisers, INC.
June 2018 - January 2020 · 1 yr 7 mos
Carillon Fund Distributors, INC.Broker
November 2017 - January 2020 · 2 yrs 2 mos
Umb Distribution Services, LLCBroker
February 2010 - November 2017 · 7 yrs 9 mos
Scout Investments, INC.
June 2009 - November 2017 · 8 yrs 5 mos
Umb Financial Services, INC.Broker
August 2005 - February 2010 · 4 yrs 6 mos
Charles Schwab & CO., INC.Broker
November 2003 - July 2004 · 8 mos
Janus Distributors LLCBroker
May 1994 - August 2003 · 9 yrs 3 mos
State Registrations1 state
CO
Advisor
Exams
No exam information available for this advisor.