JC
JC
James Cellucci is a registered investment advisor at Morgan Stanley, based in Worcester, MA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
100 Front Street, Worcester, MA, 01608
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Regulatory History (1)
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Customer Dispute
July 2003Settled
Employment History
Current Registrations
Morgan Stanley
October 2020 - Present · 5 yrs 7 mos
Morgan StanleyBroker
October 2020 - Present · 5 yrs 7 mos
Previous Registrations
UBS Financial Services INC.
June 2009 - October 2020 · 11 yrs 4 mos
UBS Financial Services INC.Broker
February 2009 - October 2020 · 11 yrs 8 mos
Citigroup Global Markets INC.Broker
February 2006 - March 2009 · 3 yrs 1 mo
Legg Mason Wood Walker, IncorporatedBroker
November 1998 - February 2006 · 7 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1993 - November 1998 · 4 yrs 11 mos
State Registrations30 states
ALAZCACOCTDCDEFLILMAMDMEMIMNNCNHNJNMNYOHORPARISCSDTXUTVAVTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.