Mark Potocsny
Mark Potocsny is a registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4707 Executive Dr, San Diego, CA, 92121-3091
Get directionsHistory
Regulatory History (5)
Employment Separation After Allegations
April 2021Customer Dispute
November 2020Financial
February 2019Criminal
March 2006Customer Dispute
May 2000Other Business Activities
Mark operates his LPL business under the DBA PFG Wealth Management Inc. This investment-related activity takes nearly full-time, with 40 hours spent during trading.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
International Assets Investment Management, LLC
International Assets Advisory, LLCBroker
Morgan StanleyBroker
Morgan Stanley
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.