David Hartness is a CFP-designated registered investment advisor at Captrust, based in Wilmington, NC, with 31 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 36,839 clients with $1100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.25% |
| $500K - $1.0M | 2.00% |
| $1.0M - $2.0M | 1.75% |
| $2.0M - $5.0M | 1.25% |
| $5M+ | 1.00% |
Advisory fees are subject to negotiation based on multiple factors including clients with multiple accounts, size of the account, a prior or existing relationship, and a client’s particular needs or financial characteristics.
Fee Estimator
Location
5535 Currituck Drive, Suite 110, Wilmington, NC, 28403
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2004Other Business Activities
David is a member/organizer of Irongate Holdings, Inc, a personal investment holding company, dedicating minimal time. He also refers potential real estate business to licensed agents through Irongate Development, LLC, and is the president and partner of SHAC Holdings, Inc.
Employment History
Current Registrations
Capfinancial Securities, LLC.Broker
Captrust
Previous Registrations
Hightower Securities, LLCBroker
Hightower Advisors, LLC
Irongate Investment Management, LLC
Capital Investment Group, INC.Broker
Triad Advisors, INC.Broker
Irongate Partners, INC.
MML Investors Services, INC.Broker
American Express Financial Advisors, INC.
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
First Union Brokerage Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.