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Peter Kelly
32 Years of Experience
Cape Coral, FL
2 DisclosuresBroker
Peter Kelly is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Cape Coral, FL, with 32 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
1113 SE 47th Terrace, Suite 3, Cape Coral, FL, 33904
Get directionsHistory
Regulatory History (2)
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Regulatory
October 2007Final
Customer Dispute
October 1998Settled
Other Business Activities
Peter is a partner in Rouse Kelly Financial Group, LLC since 2009. He dedicates about half of his time to this business, including during trading hours.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
August 2009 - Present · 16 yrs 11 mos
Raymond James Financial Services, INC.Broker
May 2009 - Present · 17 yrs 2 mos
Previous Registrations
Ameriprise Advisor Services, INC.
June 2003 - June 2009 · 6 yrs
Rsm Mcgladrey, INC.
October 2002 - June 2003 · 8 mos
Ameriprise Advisor Services, INC.Broker
January 1994 - June 2009 · 15 yrs 5 mos
State Registrations24 states
ALCACOFLGAIAILINKYMAMIMNMOMTNCNHNYOHPASCTNTXVAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.