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CFP
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CFP

Jeffrey Steiner

LPL Financial LLC
32 Years of Experience
Houston, TX
Broker
View SEC Summary
View SEC Summary

Jeffrey Steiner is a CFP-designated registered investment advisor at LPL Financial LLC, based in Houston, TX, with 32 years of industry experience. Jeffrey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

8737 Highway 6 North, Houston, TX, 77095

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Jeffrey operates Sterling Portfolio Managers LLC as a DBA for his LPL business. This activity is investment-related and takes nearly full-time hours.

Employment History
Current Registrations
LPL Financial LLC
June 2017 - Present · 9 yrs 4 mos
LPL Financial LLC
June 2017 - Present · 9 yrs 4 mos
LPL Financial LLCBroker
June 2017 - Present · 9 yrs 4 mos
Previous Registrations
Waddell & Reed
April 2010 - June 2017 · 7 yrs 2 mos
Waddell & ReedBroker
April 2010 - June 2017 · 7 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2003 - April 2010 · 6 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2003 - April 2010 · 6 yrs 5 mos
H&r Block Financial Advisors, INC.
June 2003 - November 2003 · 5 mos
Rsm Mcgladrey, INC.
October 2002 - June 2003 · 8 mos
H&r Block Financial Advisors, INC.Broker
December 1993 - November 2003 · 9 yrs 11 mos
State Registrations5 states
CAFLNJTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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