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Debra Fournier

LPL Financial LLC
32 Years of Experience
Spring Lake, NJ
1 DisclosureBroker
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Debra Fournier is a CFP-designated registered investment advisor at LPL Financial LLC, based in Spring Lake, NJ, with 32 years of industry experience. Debra is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2006 Highway 71, Suite 1, Spring Lake, NJ, 07762

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2003
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Debra is involved with community, civic, and charitable boards, spending about 10-20% of her time. She also owns Fiscal Fitness for Women, dedicating minimal time, and acts in a fiduciary capacity for her sister, also dedicating minimal time. Finally, she is associated with Fournier Financial Group Inc. and Seaview Wealth Management, LLC, both DBAs for her LPL business, spending nearly full-time on Seaview Wealth Management.

Employment History
Current Registrations
LPL Financial LLC
September 2008 - Present · 18 yrs 1 mo
LPL Financial LLCBroker
September 2008 - Present · 18 yrs 1 mo
Previous Registrations
Harbor Lights Financial Group,inc
December 2004 - December 2008 · 4 yrs
Royal Alliance Associates, INC.Broker
November 2004 - October 2008 · 3 yrs 11 mos
Citigroup Global Markets INC.
May 2002 - December 2004 · 2 yrs 7 mos
Citigroup Global Markets INC.Broker
August 1995 - December 2004 · 9 yrs 4 mos
Copeland Equities, INC.Broker
February 1995 - August 1995 · 6 mos
Guardian Investor Services CorporationBroker
January 1994 - October 1995 · 1 yr 9 mos
State Registrations16 states
CACOCTDEFLINKSMAMDNCNJNYPASCTNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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