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CFP
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CFP

Christopher Soltis

Pks Advisory Services, LLC
20 Years of Experience
Spring Lake, NJ
Broker
View SEC Summary
View SEC Summary

Christopher Soltis is a CFP-designated registered investment advisor at Pks Advisory Services, LLC, based in Spring Lake, NJ, with 20 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 4,892 clients with $1.1B in assets under management.

Pks Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
46 advisors
Number of Clients
4,892 clients
Average Client Portfolio
$223K average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:None
Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The annual fee varies up to 2.00% depending on assets under management, services rendered, and advisor experience. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Spring Lake, NJ

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christopher is a partner in Enjoy the Band, LLC, a live music entertainment business, and spends about 10-20% of his time as a musician. He also works as an author, dedicating minimal time to marketing and sales of his book.

Employment History
Current Registrations
Pks Advisory Services, LLC
July 2023 - Present · 3 yrs 3 mos
Purshe Kaplan Sterling InvestmentsBroker
June 2022 - Present · 4 yrs 4 mos
Previous Registrations
LPL Financial LLC
December 2017 - June 2022 · 4 yrs 6 mos
LPL Financial LLCBroker
December 2017 - June 2022 · 4 yrs 6 mos
Metlife Investors Distribution CompanyBroker
January 2013 - July 2016 · 3 yrs 6 mos
Tower Square Securities, INC.Broker
January 2013 - September 2013 · 8 mos
Walnut Street Securities, INC.Broker
January 2013 - September 2013 · 8 mos
New England Securities Corporation
March 2011 - January 2015 · 3 yrs 10 mos
New England SecuritiesBroker
March 2011 - January 2015 · 3 yrs 10 mos
Msi Financial Services, INC.
May 2009 - December 2016 · 7 yrs 7 mos
Msi Financial Services, INC.Broker
April 2009 - December 2016 · 7 yrs 8 mos
Woodstock Financial Group, INC.
June 2006 - April 2009 · 2 yrs 10 mos
Woodstock Financial Group, INC.Broker
June 2006 - April 2009 · 2 yrs 10 mos
1717 Capital Management CompanyBroker
March 2004 - January 2005 · 10 mos
State Registrations8 states
CODEFLNJNVNYTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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