RS
RS
Richard Sexton
29 Years of Experience
Cincinnati, OH
1 DisclosureBroker
Richard Sexton is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Cincinnati, OH, with 29 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1140 advisors
IM Fee
Planning only
Assets Under Management
$1.5B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
5065 Wooster Rd, Cincinnati, OH, 45226
Get directionsHistory
Regulatory History (1)
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Customer Dispute
May 2014Denied
Employment History
Current Registrations
U.S. Bancorp Advisors, LLCBroker
February 2026 - Present · 3 mos
U.S. Bancorp Advisors, LLC
February 2026 - Present · 3 mos
Previous Registrations
U.S. Bancorp Investments, INC.Broker
February 2017 - February 2026 · 9 yrs
U.S. Bancorp Investments, INC.
February 2017 - February 2026 · 9 yrs
Msi Financial Services, INC.Broker
December 2015 - October 2016 · 10 mos
Msi Financial Services, INC.
December 2015 - October 2016 · 10 mos
H.D. Vest Advisory Services, INC
December 2012 - December 2013 · 1 yr
H.D. Vest Investment ServicesBroker
December 2012 - December 2013 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2012 - November 2012 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2012 - November 2012 · 6 mos
Ameriprise Financial Services, INC.Broker
August 2010 - May 2012 · 1 yr 9 mos
Ameriprise Financial Services, INC.
August 2010 - May 2012 · 1 yr 9 mos
Cco Investment Services CORP.Broker
November 2007 - September 2010 · 2 yrs 10 mos
Cco Investment Services CORP.
November 2007 - September 2010 · 2 yrs 10 mos
Primevest Financial Services, INC.
November 2006 - October 2007 · 11 mos
Bancnorth Investment Group, INC.Broker
November 2006 - October 2007 · 11 mos
Ifmg Securities, INC.Broker
September 2006 - November 2006 · 2 mos
Ifmg Securities, INC.
September 2006 - November 2006 · 2 mos
Ing Financial Partners, INC.Broker
January 2006 - September 2006 · 8 mos
Ifmg Securities, INC.Broker
April 2002 - February 2006 · 3 yrs 10 mos
Fidelity Brokerage Services LLCBroker
November 1993 - December 2001 · 8 yrs 1 mo
State Registrations51 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.