David Houston
David Houston is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Oklahoma City, OK, with 32 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
6301 Waterford Blvd, Ste 410, Oklahoma City, OK, 73118
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David may earn commissions from insurance companies for sales of various insurance products. He also participates in several business and non-profit activities, including The Producer Group LLC, Diamondback Energy Inc, YMCA of Greater Oklahoma City, Lowrey-Houston Farms LLC, Houston Properties LLC, Houston Energy LLC, Oklahoma State University Foundation, and United Petroleum Transport, each requiring minimal time commitment.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Northwestern Mutual Investment Services,llc
Robert W. Baird & CO. IncorporatedBroker
Nathan & Lewis Securities, INC.Broker
Robert W. Baird & CO. IncorporatedBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.