Stephen Miley is a registered investment advisor at Vestwell Advisors LLC, based in New York, NY, with 30 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 7,946 clients with $430M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Vestwell Advisors provides investment advice for IRAs, charging fees based on the following:
- Administrative Service Fees (paid to Vestwell Holdings and its service providers):
- Asset-based: 0.10% - 0.30%
- Fixed fee: $80.00 to $0.00
- Investment Services Fees (paid to Vestwell Advisors for curating the list of funds): 0.10% to 0.38%
For IRA holders invested in the FDIC Cash Deposit Account, Vestwell Trust Company, an affiliate of Vestwell Holdings will receive compensation with respect to account holdings, including a portion of interest earned on an IRA Holder’s funds held in an FDIC-insured bank account.
Location
360 Madison Avenue, 15th Floor, New York, NY, 10017
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Vestwell Advisors LLC
Previous Registrations
Vestwell Advisors LLC
Financial Engines Advisors L.L.C.
Nationwide Investment Advisors, LLC
Nationwide Investment Services CorporationBroker
Aim Private Asset Management
A I M Distributors, INC.Broker
Amvescap Services, INC.Broker
Fidelity Investments Institutional Services Company, INC.Broker
State Registrations1 state
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