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Marivi Rodriguez

32 Years of Experience
Coral Gables, FL
1 DisclosureBroker

Marivi Rodriguez is a registered investment advisor, based in Coral Gables, FL, with 32 years of industry experience.

Location

1 Alhambra Plaza, Ste. 1130, Coral Gables, FL, 33134

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History

Regulatory History (1)
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Customer Dispute
May 2021
Denied
Other Business Activities

Marivi owns multiple rental properties with her spouse in Florida, dedicating minimal time to each. She also holds a Florida real estate license for personal use.

Employment History
Current Registrations
Snowden Capital Advisors LLC
May 2021 - Present · 5 yrs
Snowden Account Services LLCBroker
May 2021 - Present · 5 yrs
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2010 - May 2021 · 11 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
January 2010 - May 2021 · 11 yrs 4 mos
Citigroup Global Markets INC.Broker
May 2007 - January 2010 · 2 yrs 8 mos
Citigroup Global Markets INC.
May 2007 - January 2010 · 2 yrs 8 mos
Citicorp Investment Services
July 2006 - May 2007 · 10 mos
Citicorp Investment ServicesBroker
January 1997 - May 2007 · 10 yrs 4 mos
NationssecuritiesBroker
August 1996 - January 1997 · 5 mos
Essex National Securities, INC.Broker
August 1995 - August 1996 · 1 yr
Barnett Investments, INC.Broker
February 1995 - June 1995 · 4 mos
Jmc Financial CorporationBroker
January 1994 - February 1995 · 1 yr 1 mo
State Registrations8 states
CAFLGANJNYPRTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.