Tony Esses
Tony Esses is a registered investment advisor at Snowden Capital Advisors LLC, based in Coral Gables, FL, with 22 years of industry experience. Tony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 5,771 clients with $7.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SCA offers investment management through various programs, typically charging a wrap fee that covers investment advice, trade execution, custody, and reporting. This fee is negotiated with each client and usually ranges from 0.20% to 2.50% of the portfolio's value. In some cases, clients may pay an unbundled advisory fee of up to 3.00% per year, separate from brokerage commissions and transaction charges.
Location
One Alhambra Plaza, Suite 1130, Coral Gables, FL, 33134
Get directionsHistory
Regulatory History (2)
Judgment / Lien
April 2023Customer Dispute
December 2022Other Business Activities
Tony is involved with NRT, LLC, the Esses Family Trust, TDJ Holdings LLC, and Esses Real Estate Holdings LLC. These activities involve real estate and investment-related roles, requiring minimal time commitment.
Employment History
Current Registrations
Snowden Capital Advisors LLC
Snowden Account Services LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Barclays Capital INC.
Barclays Capital INC.Broker
Hsbc Securities (USA) INC.Broker
Hsbc Brokerage (USA) INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.