Tony Esses
Tony Esses is a registered investment advisor at Snowden Capital Advisors LLC, based in Coral Gables, FL, with 23 years of industry experience. Tony is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 6,021 clients with $8.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Fees are negotiated on a client-by-client basis. Wrap fees typically range from 0.20% to 2.50% of assets under management. Unbundled advisory fees may be up to 3.00% per annum.
Fee Estimator
Location
One Alhambra Plaza, Suite 1130, Coral Gables, FL, 33134
Get directionsHistory
Regulatory History (2)
Judgment / Lien
April 2023Customer Dispute
December 2022Other Business Activities
Tony is involved with NRT, LLC, the Esses Family Trust, TDJ Holdings LLC, and Esses Real Estate Holdings LLC. These activities involve real estate and investment-related roles, requiring minimal time commitment.
Employment History
Current Registrations
Snowden Capital Advisors LLC
Snowden Account Services LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Barclays Capital INC.
Barclays Capital INC.Broker
Hsbc Securities (USA) INC.Broker
Hsbc Brokerage (USA) INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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