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David Hirons

Wedbush Securities INC.
32 Years of Experience
San Diego, CA
5 DisclosuresBroker
View SEC Summary
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David Hirons is a registered investment advisor at Wedbush Securities INC., based in San Diego, CA, with 32 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, High Net Worth, Insurance Planning, Investment Management, and 1 more. Their firm serves 10,048 clients with $5.7B in assets under management.

Wedbush Securities INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
222 advisors
Number of Clients
10,048 clients
Average Client Portfolio
$566K average
Assets Under Management
$5.7B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K3.00%
$250K - $500K2.80%
$500K - $1.0M2.50%
$1.0M - $3.0M1.90%
$3.0M - $5.0M1.60%
$5M+1.60%

Fees for accounts over $5,000,000 are negotiable. Accounts are subject to minimum annual fees ranging from $250 to $1,000 depending on the program.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

401 West A Street, Suite 1800, San Diego, CA, 92101

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2019
Settled
Employment Separation After Allegations
April 2018
Customer Dispute
December 2009
Settled
Customer Dispute
June 2003
Denied
Customer Dispute
October 2002
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business Activities

David works as an independent contractor/retail marketing consultant, dedicating a few hours per week to this role. He also passively owns interests in Realstir Inc, Behavioral Recognition Systems, and Imagetech Corp, and owns rental property, but dedicates no time to these activities.

Employment History
Current Registrations
Wedbush Securities INC.Broker
May 2018 - Present · 8 yrs 5 mos
Wedbush Securities INC.
May 2018 - Present · 8 yrs 5 mos
Previous Registrations
RBC Capital Markets, LLCBroker
October 2014 - April 2018 · 3 yrs 6 mos
RBC Capital Markets, LLC
October 2014 - April 2018 · 3 yrs 6 mos
Wells Fargo Advisors, LLC
January 2008 - October 2014 · 6 yrs 9 mos
Wells Fargo Advisors, LLCBroker
January 2008 - October 2014 · 6 yrs 9 mos
A. G. Edwards & Sons, INC.
December 2002 - January 2008 · 5 yrs 1 mo
A. G. Edwards & Sons, INC.Broker
November 2002 - January 2008 · 5 yrs 2 mos
UBS Painewebber INC.
July 1997 - December 2002 · 5 yrs 5 mos
UBS Painewebber INC.Broker
August 1994 - December 2002 · 8 yrs 4 mos
Prudential Securities IncorporatedBroker
March 1994 - September 1994 · 6 mos
State Registrations20 states
AZCACOFLHIILMIMNMONCNHNVOHOKORPASCTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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