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Ronald Teller

30 Years of Experience
Baltimore, MD
1 DisclosureBroker

Ronald Teller is a registered investment advisor at LPL Financial LLC, based in Baltimore, MD, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

532 Eastern Blvd Ste 203, Baltimore, MD, 21221

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
November 1981
Final Disposition
Other Business Activities

Ronald operates Teller Financial Services Inc. as a DBA for his LPL business, dedicating about a quarter of his time during securities trading. He also works as a notary, spending minimal time on this activity.

Employment History
Current Registrations
LPL Financial LLC
November 2017 - Present · 8 yrs 6 mos
LPL Financial LLCBroker
November 2017 - Present · 8 yrs 6 mos
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
October 2006 - November 2017 · 11 yrs 1 mo
National Planning CorporationBroker
October 2006 - November 2017 · 11 yrs 1 mo
M&t Securities, INC.
April 2005 - September 2006 · 1 yr 5 mos
M&t Securities, INC.Broker
April 2005 - September 2006 · 1 yr 5 mos
Compass Capital Asset Management
February 2004 - April 2005 · 1 yr 2 mos
Uvest Financial Services Group, INC.Broker
July 2003 - April 2005 · 1 yr 9 mos
Essex National Securities, INC.Broker
December 1997 - July 2003 · 5 yrs 7 mos
Security First Financial, INC.Broker
May 1994 - April 1996 · 1 yr 11 mos
First Investors CorporationBroker
December 1993 - January 1994 · 1 mo
State Registrations13 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ronald Teller - Financial Advisor | TrueAdvisor