James Horris is a registered investment advisor at LPL Financial LLC, based in Baltimore, MD, with 6 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3305 Toone St, Baltimore, MD, 21224
Get directionsHistory
Regulatory History (1)
Financial
February 2019Other Business Activities
James is a 51% owner of Simpl (Simple Hair Care, etc.) and will leverage his business knowledge to help the other owner, dedicating a few hours per week. He also owns Chesapeake Growth Advisors, providing marketing and business development consulting services, also dedicating a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Lincoln Investment
Capital Analysts
Lincoln InvestmentBroker
Equitable Advisors, LLC
Equitable Advisors, LLCBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.