KH
ChFC
KH
ChFC

Kenneth Horowitz

32 Years of Experience
Rye Brook, NY
BrokerSells Insurance

Kenneth Horowitz is a ChFC-designated registered investment advisor at Park Avenue Securities LLC, based in Rye Brook, NY, with 32 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, Retirement Planning. Their firm serves 71,074 clients with $15B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1877 advisors
Number of Clients
71,074 clients
Average Client Portfolio
$211K average
Assets Under Management
$15.0B

Fee Structure

Park Avenue Securities (PAS) offers investment management through various programs. Some programs charge an all-inclusive bundled fee based on the value of your investments. This fee covers investment advice, trading, and other administrative costs. Fees vary depending on the specific program you choose. PAS also offers a digital advisory program called VestWise with a lower fee structure. PAS representatives are compensated for servicing your accounts, and this compensation may be more than if you paid separately for investment advice and brokerage services.

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Location

800 Westchester Avenue, 4th Floor Suite N409, Rye Brook, NY, 10573

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Kenneth sells life insurance and long-term care insurance, dedicating a few hours per week to this activity since 1990. He also works full-time for Integrated Benefit Consultants, LLC since April 2024.

Employment History
Current Registrations
Park Avenue Securities LLC
January 2003 - Present · 23 yrs 8 mos
Park Avenue Securities LLC
May 1999 - Present · 27 yrs 4 mos
Park Avenue Securities LLCBroker
May 1999 - Present · 27 yrs 4 mos
Previous Registrations
Guardian Investor Services CorporationBroker
December 1993 - May 1999 · 5 yrs 5 mos
State Registrations8 states
CACOCTFLMANCNJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kenneth Horowitz - Financial Advisor | TrueAdvisor