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Amanda Laurel Rocca

26 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax PlanningFinancial Planning & CoachingHigh Net WorthBusiness Owners
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
15 advisors
Number of Clients
340 clients
Average Client Portfolio
$2.0M average
Assets Under Management
$665.6M

Fee Structure

Minimum Investment:$200K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.25%
$1.0M - $2.0M1.00%
$2.0M - $5.0M0.80%
$5.0M - $10.0M0.60%
$10M+0.40%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$2,500
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Location

15260 Ventura Blvd., Suite 855, Sherman Oaks, CA, 91403

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Highline Wealth Partners
March 2024 - Present · 1 yr 11 mos
Previous Registrations
Allworth Financial, L.P.
November 2023 - March 2024 · 4 mos
Aw SecuritiesBroker
November 2023 - March 2024 · 4 mos
M. S. Howells & CO.Broker
March 2017 - November 2023 · 6 yrs 8 mos
Morgan StanleyBroker
August 2010 - April 2015 · 4 yrs 8 mos
UBS Financial Services INC.Broker
October 2008 - August 2010 · 1 yr 10 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - November 2008 · 1 yr 7 mos
Morgan Stanley Dw INC.Broker
June 2000 - April 2007 · 6 yrs 10 mos
Prudential Securities IncorporatedBroker
July 1999 - June 2000 · 11 mos
First Wall Street CORP.Broker
November 1998 - July 1999 · 8 mos
Smith Barney INC.Broker
April 1997 - October 1998 · 1 yr 6 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.
Amanda Laurel Rocca - Financial Advisor | TrueAdvisor