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David Bugg

Kpp Advisory Services LLC
32 Years of Experience
Louisville, KY
1 DisclosureBrokerSells Insurance
View SEC Summary
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David Bugg is a registered investment advisor at Kpp Advisory Services LLC, based in Louisville, KY, with 32 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 7 more. Their firm serves 3,995 clients with $1.2B in assets under management.

Kpp Advisory Services LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27 advisors
Number of Clients
3,995 clients
Average Client Portfolio
$311K average
Assets Under Management
$1.2B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Advisory program fees are negotiable, subject to a maximum annual fee of 2.50% (and up to 3.00% for certain third-party manager programs).

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

9300 Shelbyville Rd., Suite 1310, Louisville, KY, 40222

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2011
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

David operates Kentucky Planning Partners as a DBA for his LPL business, dedicating full-time hours. He also provides investment advisory services through KPP Advisory Services LLC, spending about a quarter of his time on this activity, and has a business entity for tax/investment purposes only.

Employment History
Current Registrations
Kpp Advisory Services LLC
October 2017 - Present · 9 yrs 1 mo
LPL Financial LLC
June 2015 - Present · 11 yrs 5 mos
LPL Financial LLCBroker
June 2015 - Present · 11 yrs 5 mos
Previous Registrations
LPL Financial LLC
June 2015 - February 2018 · 2 yrs 8 mos
J.J.B. Hilliard, W.L. Lyons, LLC
March 2009 - June 2015 · 6 yrs 3 mos
J.J.B. Hilliard, W.L. Lyons, LLCBroker
March 2009 - June 2015 · 6 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2006 - March 2009 · 2 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2006 - March 2009 · 3 yrs
Advest, INC.Broker
March 2003 - March 2006 · 3 yrs
Quick & Reilly, INC.
December 2002 - March 2003 · 3 mos
Quick & Reilly, INC.Broker
April 1995 - March 2003 · 7 yrs 11 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
May 1994 - April 1995 · 11 mos
Fidelity Brokerage Services, INC.Broker
November 1993 - April 1994 · 5 mos
State Registrations11 states
AKCOFLILINKYLANVNYOHOK
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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