David Bugg
David Bugg is a registered investment advisor at Kpp Advisory Services LLC, based in Louisville, KY, with 32 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 3,405 clients with $870M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
KPP Advisory Services offers investment management as part of their Wealth Management Services or as a standalone Investment Management Service. The fees are negotiable, with a maximum of 2.50% of the value of your portfolio per year. The exact fee depends on the services provided and the complexity of your situation. Fees are calculated and charged quarterly, in advance, based on the value of your account at the end of the previous quarter.
Location
9300 Shelbyville Rd., Suite 1310, Louisville, KY, 40222
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2011Other Business ActivitiesSells Insurance
David operates Kentucky Planning Partners as a DBA for his LPL business, dedicating full-time hours. He also provides investment advisory services through KPP Advisory Services LLC, spending about a quarter of his time on this activity, and has a business entity for tax/investment purposes only.
Employment History
Current Registrations
Kpp Advisory Services LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
J.J.B. Hilliard, W.L. Lyons, LLCBroker
J.J.B. Hilliard, W.L. Lyons, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Advest, INC.Broker
Quick & Reilly, INC.
Quick & Reilly, INC.Broker
J.J.B. Hilliard, W.L. Lyons, INC.Broker
Fidelity Brokerage Services, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.