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Kenneth O'neil

Kpp Advisory Services LLC
24 Years of Experience
Louisville, KY
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Kenneth O'neil is a registered investment advisor at Kpp Advisory Services LLC, based in Louisville, KY, with 24 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 7 more. Their firm serves 3,995 clients with $1.2B in assets under management.

Kpp Advisory Services LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27 advisors
Number of Clients
3,995 clients
Average Client Portfolio
$311K average
Assets Under Management
$1.2B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Advisory program fees are negotiable, subject to a maximum annual fee of 2.50% (and up to 3.00% for certain third-party manager programs).

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

9300 Shelbyville Rd., Suite 1310, Louisville, KY, 40222

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2007
Denied
Criminal
February 1991
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Kenneth spends most of his time on his LPL business (Kentucky Planning Partners) and also provides investment advisory services through KPP Advisory Services LLC, dedicating about a quarter of his time. He also engages in non-variable insurance activities through various entities, including selling disability insurance policies and assisting clients with Medicare and ACA plans.

Employment History
Current Registrations
Kpp Advisory Services LLC
October 2017 - Present · 9 yrs 1 mo
LPL Financial LLCBroker
December 2006 - Present · 19 yrs 11 mos
Previous Registrations
LPL Financial LLC
December 2006 - February 2018 · 11 yrs 2 mos
New England SecuritiesBroker
July 2005 - December 2006 · 1 yr 5 mos
AXA Advisors, LLCBroker
June 2002 - July 2005 · 3 yrs 1 mo
State Registrations37 states
AKALAZCACODCDEFLGAILINKSKYLAMAMDMEMIMNMOMSNCNJNVNYOHOKORPASCTNTXVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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